Policies and Procedures
Disclosures and Risk Summaries
1Under MiFID II, a new EU regulation, it is a requirement for investment firms to publish their top five recipients of investment orders for the previous calendar year. This quantitative data must be presented for all asset classes in which the investment firm is active, on behalf of both Retail and Professional Clients. In addition to this, firms are required to provide a qualitative Summary Analysis which comments on the conclusions the investment firm has drawn from their monitoring of the quality of the execution of these orders. Please find attached the Best Execution Disclosure on behalf of Stonehage Fleming Investment Management Limited which addresses these new requirements.
UK - Stonehage Fleming Wealth Planning
Stonehage Fleming Wealth Planning is the trading name of Stonehage Fleming Wealth Planning Ltd. Stonehage Fleming Wealth Planning Ltd is a company registered in the UK, company number 06576995 and is authorised and regulated by the Financial Conduct Authority. The information provided on the webpages is for your information and does not constitute advice or a personal recommendation. Whilst every effort is made to ensure the accuracy of information provided, Stonehage Fleming Wealth Planning makes no representation or warranties about the accuracy of such information. In the event that there are third party links to other websites for your convenience, we do not endorse the contents of any external sites and are not responsible or liable, directly or indirectly, for any loss however caused to you by your use of our site or any external site. These webpages are provided for residents of the UK only. The registered offices for all of the above firms is 15 Suffolk Street, London SW1Y 4HG