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Document
Terms & Conditions - Services
Standard Terms of Engagement Stonehage Fleming Family Office Download
Standard Terms of Engagement Stonehage Fleming Fiduciary Download
Standard Terms of Engagement - Stonehage Fleming Dealing & Treasury Services Download
Third Party Investment Information - Stonehage Fleming Dealing & Treasury Services Download
Terms of Service - Stonehage Fleming Connect Download
Terms of Business Maitland Advisory (Monaco) S.A.R.L. Download
General Terms and Conditions Maitland Malta Limited Download
General Terms and Conditions Maitland Monaco SAM Download
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General Terms and Conditions Stonehage Fleming Monaco SAM Download
General Terms and Conditions Stonehage Fleming Services (IOM) Limited Download
Terms of Business Mathews and Company Download
Terms of Business Stonehage Fleming Advisory (Pty) Ltd Download
Terms of Business Stonehage Fleming Advisory (IOM) Limited Download
Terms of Business Stonehage Fleming Advisory (Monaco) S.A.R.L. Download
Terms and Conditions Stonehage Fleming Asset Management (Pty) Ltd Download
Terms and Conditions Stonehage Fleming Executors Limited Download
Terms and Conditions Stonehage Fleming Fiduciary Limited Download
Terms and Conditions Stonehage Fleming Wealth Services Limited Download
Terms & Conditions - Website
Terms of website use Download
Privacy Notice Download
Cookie Notice Download
Acceptable Use Policy Download
General
COVID-19: How We Are Responding Download
Liechtenstein
Entity Level Disclosures Liechtenstein Download
SFIM LIE Share Holders Rights II SRD II Enagement Policy April 2022 Download
Luxembourg
Client Complaint Handling Policy Download
South Africa
South African Regulatory Information Download
Jersey
Jersey Regulatory Information Download
UK
UK Stewardship Code Download
Stonehage Fleming UK Complaints Handling Procedures Download
Order Execution Policy Download
Client Reporting Update 10 Drop Download
Modern Slavery Statement Download
Revised Shareholders Rights Directive SRD II Download
Capital Requirements Regulation Statement Download
Entity Level Disclosures UK Download
Switzerland
Client Information Investment Management Switzerland Download
Kundeninformation Investment Management Switzerland German Version Download
Information brochure - Risks involved in trading financial instruments Download
Informationsbroschüre - Risiken im handel mit finanzinstrumenten - German version Download
Brochure dinformation - Risques inhérents au commerce dinstruments financiers - French version Download
Order Execution - RTS 28
Order Execution RTS 28 2018 (PDF) Download
Order Execution RTS 28 2018 (CSV) Download
Order Execution RTS 28 2019 (PDF) Download
Order Execution RTS 28 2019 (CSV) Download
Order Execution RTS 28 2020 (PDF) Download
Order Execution RTS 28 2020 (CSV) Download
Order Execution RTS 28 2021 PDF Download

1Under MiFID II, a new EU regulation, it is a requirement for investment firms to publish their top five recipients of investment orders for the previous calendar year. This quantitative data must be presented for all asset classes in which the investment firm is active, on behalf of both Retail and Professional Clients. In addition to this, firms are required to provide a qualitative Summary Analysis which comments on the conclusions the investment firm has drawn from their monitoring of the quality of the execution of these orders. Please find attached the Best Execution Disclosure on behalf of Stonehage Fleming Investment Management Limited which addresses these new requirements.

UK - Stonehage Fleming Wealth Planning
Stonehage Fleming Wealth Planning is the trading name of Stonehage Fleming Wealth Planning Ltd. Stonehage Fleming Wealth Planning Ltd is a company registered in the UK, company number 06576995 and is authorised and regulated by the Financial Conduct Authority. The information provided on the webpages is for your information and does not constitute advice or a personal recommendation. Whilst every effort is made to ensure the accuracy of information provided, Stonehage Fleming Wealth Planning makes no representation or warranties about the accuracy of such information. In the event that there are third party links to other websites for your convenience, we do not endorse the contents of any external sites and are not responsible or liable, directly or indirectly, for any loss however caused to you by your use of our site or any external site. These webpages are provided for residents of the UK only. The registered offices for all of the above firms is 15 Suffolk Street, London SW1Y 4HG

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